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Securities Markets (Compoundable Offences) Regulations, 2015 · s 2

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s 2

The following offences may be compunded by the Authority —

(a)

any offence under the Order which is punishable by a fine only; or

(b)

any offence under section 22(5}, 47(6), 52(4), 125(3), 128(6), 158(3),

159(3}, 164(8}, 180(2), 188(3), 189(4), 190(3}, 192(3), 194(3), 195(2), 196(3},

241(11), 243(3), 250, 251(3) or 261 of the Order.

Form.