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Securities Markets Order, 2013 · s 212

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s 212

(1)

If the Authority proposes to refuse an application for a licence, it must give each of the applicant a warning notice.

(2)

If the Authority decides to refuse the application for a licence, it must give each of the applicant a decision notice.

(3)

The Panel has jurisdiction to hear and determine any appeal in relation to a decision made under this section.

Collective investment scheme regulations.