Securities Markets Order, 2013 · s 162

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162. (1)
The Authority may, by notice in writing, direct the holder of a capital markets services licence or representative, s licence to do or not to do specified things that the Au.thority thinks are necessary or desirable to comply with this
Order or ensure the integrity of the regulated market including, but not limited to, directions -
{a/
requiring compliance with any duty, requirement, prohibition, obligation or responsibility applicable to the holder of the capital markets services licence; or
(bJ requiring the holder of the capital markets services licence to act in a specified manner in relation to transactions conducted on or through him, or in relation to a specified class of transactions.
(2)
The Panel has jurisdiction to hear and determine any appeal in relation to a decision to issue a direction under this section.
(3)
Where the Authority exercises this power, it may make this information public except where it appears to the Authority that such publicity would be likely to cause significant damage to the investors' interests or interests of the holders of capital markets services licences or representative's licences, or the orderly functioning of the market.
Variation of licence.

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s 162

(1)

The Authority may, by notice in writing, direct the holder of a capital markets services licence or representative, s licence to do or not to do specified things that the Au.thority thinks are necessary or desirable to comply with this

Order or ensure the integrity of the regulated market including, but not limited to, directions -

{a/

requiring compliance with any duty, requirement, prohibition, obligation or responsibility applicable to the holder of the capital markets services licence; or

(bJ requiring the holder of the capital markets services licence to act in a specified manner in relation to transactions conducted on or through him, or in relation to a specified class of transactions.

(2)

The Panel has jurisdiction to hear and determine any appeal in relation to a decision to issue a direction under this section.

(3)

Where the Authority exercises this power, it may make this information public except where it appears to the Authority that such publicity would be likely to cause significant damage to the investors' interests or interests of the holders of capital markets services licences or representative's licences, or the orderly functioning of the market.

Variation of licence.