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Securities Markets Order, 2013 · s 186
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Securities Markets Order, 2013 · s 186
Tell us what is wrong in this text. We check every suggestion against the official version before we change anything.
( 1)
A holder of a capital markets services licence shall not make a recommendation with respect to any securities to a client who may reasonably be expected to rely on the recommendation without having a reasonable basis for making the recommendation to the client.