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Securities Markets Regulations, 2015 · s 99

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s 99

(1)

An operator of a collective investment scheme, or in the case of an investment trust, the trustee, must maintain a register of unit holders.

(2)

The register must contain

(a} the name and address of each unit holder;

(b}

the number of units including fractions of a unit of each class held by each unit holder; and 244