Securities Markets Regulations, 2015 · s 133

Suggest a correction

Tell us what is wrong in this text. We check every suggestion against the official version before we change anything.

What is wrong?Wrong or mistyped wordsWrong structure or numberingWrong title or detailsText that appears twice

What should change, and whyUp to 2,000 characters.The text as it should read (optional)Edit the text above. Up to 20,000 characters.Where you checked it (optional)A link to the official version, if you have one.

The text as we hold it

Open the official text

s 133

(1)

An operator of a collective investment scheme must

(a}

notify the Authority of the appointment of an auditor to the collective investment scheme, including the name and business address of the auditor and the date of the commencement of the appointment;

(b} prior to the appointment of the auditor, take reasonable steps to ensure that the auditor has the required skills, resources and experience to audit the type of collective investment scheme for which the auditor has been appointed; and

(c}

ensure that the auditor, at the time of appointment and for the duration of the engagement as auditor of the collective investment scheme, is an authorised auditor regulated under any written laws of Brunei

Darussalam.