Securities Markets Regulations, 2015 · s 134

Suggest a correction

Tell us what is wrong in this text. We check every suggestion against the official version before we change anything.

What is wrong?Wrong or mistyped wordsWrong structure or numberingWrong title or detailsText that appears twice

What should change, and whyUp to 2,000 characters.The text as it should read (optional)Edit the text above. Up to 20,000 characters.Where you checked it (optional)A link to the official version, if you have one.

The text as we hold it

Open the official text

s 134

(1)

An operator of a collective investment scheme or a trustee must take reasonable steps to ensure that it and the employees of the collective investment scheme 267

{a) provide such assistance as the auditor reasonably requires to discharge his duties;

{b)

give the auditor right of access at all reasonable times to relevant records and information;

(c)

do not interfere with the auditor's ability to discharge its duties;

(d)

do not provide false or misleading information to the auditor; and

{e)

report to the auditor any matter which may significantly affect the financial position of the collective investment scheme.

(2)

An operator of a collective investment scheme or a trustee must, in writing, require any person to whom the operator has delegated any activities or outsourced any functions to co-operate with the collective investment scheme's auditor in accordance with sub-regulation (1){a) to {e).

Functions of collective investment scheme's auditor.