In forceAs enactedCurrent version · As enacted
Contents
Securities Markets Regulations, 2015 · As enacted
41. (1)
Official textFrom Attorney General's Chambers, unchanged
A holder of a capital markets services licence must comply with any conditions and restrictions as long as the capital markets services licence and the representative's licence remain valid. The Authority may impose additional conditions or restrictions on the holder of a capital markets services licence at the time of granting or renewing a capital markets services licence and a representative's licence.