Securities Markets Order, 2013 · s 233

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s 233Restriction of business

(1)

The Authority may, in the interests of investors, prohibit any regulated person from -

(a)

entering into transactions of any kind;

(b)

soliciting business from persons of any kind anywhere; or

(c)

carrying on business of any kind.

(2)

A prohibition under this section may relate to transactions entered into in connection with, or for the purposes, of regulated activities or to other ancillary activities that are carried on.

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