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bruneilawsby aturio
In forceAs enacted
Contents

Part X · Intervention Powers of Authority

233. Restriction of business

(1)

The Authority may, in the interests of investors, prohibit any regulated person from -

(a)

entering into transactions of any kind;

(b)

soliciting business from persons of any kind anywhere; or

(c)

carrying on business of any kind.

(2)

A prohibition under this section may relate to transactions entered into in connection with, or for the purposes, of regulated activities or to other ancillary activities that are carried on.

1401

Report

Read on from s 234

Part XI

Complaints Committee and Investor Compensation Scheme

Read on from Part XI

Part XII

Financial Markets Services Panel

Read on from Part XII

Part XIII

General

Read on from Part XIII