Securities Markets Order, 2013 · s 167

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s 167Complaints arrangements

( 1)

The Authority must make arrangements for the investigation of any relevant complaint about any holder of a capital markets services licence or a representative's licence.

(2)

In this section, "relevant complaint" means a complaint that the

Authority thinks is relevant to the question of whether the holder of a capital markets services licence or a representative's licence should remain licensed.

1362

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