Skip to content
bruneilawsby aturio
In forceAs enacted
Contents

167. Complaints arrangements

( 1)

The Authority must make arrangements for the investigation of any relevant complaint about any holder of a capital markets services licence or a representative's licence.

(2)

In this section, "relevant complaint" means a complaint that the

Authority thinks is relevant to the question of whether the holder of a capital markets services licence or a representative's licence should remain licensed.

1362

--------------------------------------------------

Report

Read on from s 168

Part VIII

Books, Audit and Client'S Assets

Part IX

Read on from Part IX

Part X

Intervention Powers of Authority

Read on from Part X

Part XI

Complaints Committee and Investor Compensation Scheme

Read on from Part XI

Part XII

Financial Markets Services Panel

Read on from Part XII

Part XIII

General

Read on from Part XIII