Securities Markets Order, 2013 · s 36

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s 36Variation or revocation of prohibition order

( 1)

This section applies to an application for the variation or revocation of a prohibition order.

(2)

If the Authority decides to grant the application, it must give the applicant notice in writing of its decision.

(3)

If the Authority proposes to refuse the application, it must give the applicant a warning notice.

(4)

If the Authority decides to refuse the application, it must give the applicant a decision notice.

(5)

If the Authority gives the applicant a decision notice, he may refer the matter to the Panel.

Approval for particular controlled function.