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Contents

Part II

36. Variation or revocation of prohibition order

( 1)

This section applies to an application for the variation or revocation of a prohibition order.

(2)

If the Authority decides to grant the application, it must give the applicant notice in writing of its decision.

(3)

If the Authority proposes to refuse the application, it must give the applicant a warning notice.

(4)

If the Authority decides to refuse the application, it must give the applicant a decision notice.

(5)

If the Authority gives the applicant a decision notice, he may refer the matter to the Panel.

Approval for particular controlled function.

Report

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General