Securities Markets Regulations, 2015 · s 81

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s 81

(1)

A regulated person must submit to the Authority within 3 months of the end of the regulated person's financial year, a report regarding any offer or transaction in respect of a unit of any collective investment scheme which has been made during the preceding financial year.

(2)

The report required under sub-regulation (1) must include

{a} the name of the collective investment scheme and its operator; and

{b)

if the collective investment scheme is a recognised collective investment scheme, the jurisdiction in which it is licensed.

Record keeping.