In forceAs enactedCurrent version · As enacted
Securities Markets Regulations, 2015 · As enacted · Chapter II
Securities Markets Regulations, 2015 · As enacted · Chapter II
Official textFrom Attorney General's Chambers, unchanged
A regulated person must submit to the Authority within 3 months of the end of the regulated person's financial year, a report regarding any offer or transaction in respect of a unit of any collective investment scheme which has been made during the preceding financial year.
The report required under sub-regulation (1) must include
{a} the name of the collective investment scheme and its operator; and
{b)
if the collective investment scheme is a recognised collective investment scheme, the jurisdiction in which it is licensed.
Record keeping.