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Contents

Part VII · Capital Markets Services Licence and Representative'S Licence

156. Application of general prohibition to this Part

Section 22 applies to this Part and no person shall carry on or purport to carry on any regulated activity or activities or hold himself out as doing by way of business unless he is licensed to do so by the Authority.

Report

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General