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Contents

51. Regulated market

A regulated market is an exchange or trading system (electronic or otherwise) whose operator is licensed or recognised under this Order and which offers multilateral trading in securities as defined in Part I of the Schedule.

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Report

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General