In forceAs enactedCurrent version · As enactedSee versions on Attorney General's Chambers(opens the publisher’s site)
Securities Markets Order, 2013 · As enacted · Part X · Intervention Powers of Authority
Securities Markets Order, 2013 · As enacted · Part X · Intervention Powers of Authority
Official textFrom Attorney General's Chambers, unchanged
The powers conferred on the Authority shall be exercisable in relation to any regulated person if it appears to the Authority -
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[aj that the exercise of the powers is desirable for the protection of investors;
that the regulated person is not fit to carry on regulated activities of a particular kind or which he is carrying on or proposing to carry on; or
that the regulated person has contravened any provision of this
Order, principles or any regulations or codes made under it or, in purported compliance with any such provision, principle, regulation or code has furnished the Authority with false, inaccurate or misleading information or has contravened any prohibition or requ'irement imposed under this Order.
Part XI
Part XII
Part XIII