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Contents

Section 192

(1)

A holder of a capital markets services licence shall, to the extent that he receives money or other assets from or on account of a client 1377

{a)

do so on the basis that the money or other assets shall be applied solely for such purpose as may be agreed to by the client, when or before he receives the money or other assets;

{b)

pending such application, pay or deposit the money or other assets in such manner as may be prescribed; and

{c)

record and maintain a separate book entry for each client in accordance with the provisions of this Order in relation to that client's money or other assets.

Report

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General