In forceAs enactedCurrent version · As enactedSee versions on Attorney General's Chambers(opens the publisher’s site)
Securities Markets Order, 2013 · As enacted
Official textFrom Attorney General's Chambers, unchanged
(1)
A holder of a capital markets services licence shall, to the extent that he receives money or other assets from or on account of a client 1377
{a)
do so on the basis that the money or other assets shall be applied solely for such purpose as may be agreed to by the client, when or before he receives the money or other assets;
{b)
pending such application, pay or deposit the money or other assets in such manner as may be prescribed; and
{c)
record and maintain a separate book entry for each client in accordance with the provisions of this Order in relation to that client's money or other assets.
Part X
Part XI
Part XII
Part XIII