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Contents

52. General requirements for market operators

(1J

No person shall establish or operate a regulated market, or maintain or assist in establishing operating or maintaining, or hold himself out as providing, operating or maintaining a regulated market, unless the person is-

{a}

a licensed, recognised or designated securities exchange;

{b)

a licensed, recognised or designated clearing house; or

{c) a licensed, recognised or designated trading system.

Report

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General