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Contents

Section 90

Ill The Authority shall require the person who effectively direct the business and the operations of a credit rating agency to be of sufficiently good repute and sufficiently experienced as to ensure the sound and prudent management and operation of the agency.

Report

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General