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Contents

Part IV · Self-Regulating Organisations

101. [1)

At any time after receiving an application and before determining it, the

Authority may require the applicant to provide such supplementary further information as it reasonably thinks necessary to enable it to determine the application.

(2)

Information which the Authority requires in relation to an application must be provided in such form, or verified in such manner, as the Authority may direct.

(3)

Different directions may be given, or requirements imposed, by the

Authority with respect to different applications.

Central securities depository institution.

Report

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General