Securities Markets Order, 2013 · As enacted · Part X · Part X.
127. Regulations for shelf registration and form of shelf prospectus
Official textFrom Attorney General's Chambers, unchanged
Notwithstanding section 116, a person may issue, offer for subscription or purchase, or make an invitation to subscribe for or purchase, securities where at the time of the issue, offer or invitation there is in force
(a}
a shelf registration statement as updated by a form of supplementary shelf prospectus; and
supplementary shelf prospectus
"supplementary shelf prospectus" means a document which provides material information necessary to update the information in a shelf prospectus subsequent to the registration of such shelf prospectus;
additional forms and information, relating to all matters which the Authority shall require by w.ay of regulations made under this Order with respect to a shelf registration and form of supplementary shelf prospectus, additional forms and information.
The regulations referred to under subsection (1) may provide for, but shall not be limited to, the following matters-
(a}
a shelf prospectus, including a form of supplementary shelf prospectus;
prospectus
"prospectus" means any publication or document inviting applications or offers to subscribe for or purchase securities, or offering any securities for BRUNEI DARUSSALAM GOVERNMENT GAZETTE subscription or purchase and, unless expressly specified, includes a supplementary prospectus, replacement prospectus, shelf prospectus, short form prospectus, supplementary shelf prospectus and abridged prospectus;
additional forms and information;
the period during which a person may be permitted to issue, offer for subscription or purchase, or make an invitation to subscribe for or purchase, securities on the basis of a form of supplementary shelf prospectus;
(dJ the form and content of a form of supplementary shelf prospectus and additional forms referred to in paragraph (a}, {b) or {c);
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(eJ the persons or classes of persons to which any form or doc·ument referred to in paragraph (aJ, (bJ or {cJ may apply;
ffJ the securities or classes of securities to which any form of supplementary prospectus referred to in paragraph (a}, (bJ or {c} may apply.
Where the Authority makes regulations under subsection (lJ with respect to documents and forms under subsection (l)(a} and {b}, the provisions of this Order and any other written law relating to liability in respect of statements in or omissions from prospectuses or otherwise relating to prospectuses shall apply to the shelf registration statement and the form of supplementary shelf prospectus, and additional forms and shall have effect accordingly.
Terms defined in s 115
prospectus
Defined · s 115"prospectus" means any publication or document inviting applications or offers to subscribe for or purchase securities, or offering any securities for BRUNEI DARUSSALAM GOVERNMENT GAZETTE subscription or purchase and, unless expressly specified, includes a supplementary prospectus, replacement prospectus, shelf prospectus, short form prospectus, supplementary shelf prospectus and abridged prospectus;
supplementary shelf prospectus
Defined · s 115"supplementary shelf prospectus" means a document which provides material information necessary to update the information in a shelf prospectus subsequent to the registration of such shelf prospectus;
Part VI
Public Company Statements and Reporting Requirements
Part VII
Capital Markets Services Licence and Representative'S Licence
Part VIII
Books, Audit and Client'S Assets
Part IX
Part X
Intervention Powers of Authority
Part XI
Complaints Committee and Investor Compensation Scheme
Part XII
Financial Markets Services Panel
Part XIII