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Contents

Part X · Part X.

129. Failure to comply with content or requirement of prospectus

An issuer and each director of the issuer at the time of the issue of the prospectus who fails to comply with the content or requirement of a prospectus, is guilty of an offence and liable on conviction to a fine not exceeding $100,000, imprisonment for a term not exceeding one year or both.

Report

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General