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Contents

172. Publication of names and addresses

(1)

The Authority may cause to be published in such form and manner as the Authority thinks fit in the interest of the capital markets and investors, a list of the names and addresses of all holders of capital markets services licences and representative's licences.

(2)

If the Authority, at any time, amends the register kept by it under section 171, by adding or removing the name of a holder of a licence, the

Authority shall cause that information of the amendments to be published.

Report

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General