Skip to content
bruneilawsby aturio
In forceAs enacted
Contents

114. Complaints arrangements

(1)

The Authority must make arrangements for the investigation of any relevant complaint about a recognised self-regulating organisation.

1323

(2)

In this section, "relevant complaint" means a complaint that the

Authority thinks is relevant to the question of whether the self-regulating organisation should remain recognised.

PARTV

PUBLIC OFFERING

Report

Read on from s 115

Part X

Part X.

Read on from Part X

Part VI

Public Company Statements and Reporting Requirements

Read on from Part VI

Part VII

Capital Markets Services Licence and Representative'S Licence

Read on from Part VII

Part VIII

Books, Audit and Client'S Assets

Part IX

Read on from Part IX

Part X

Intervention Powers of Authority

Read on from Part X

Part XI

Complaints Committee and Investor Compensation Scheme

Read on from Part XI

Part XII

Financial Markets Services Panel

Read on from Part XII

Part XIII

General

Read on from Part XIII