Securities Markets Order, 2013 · As enacted
121. Written consent requirement for certain statements
Official textFrom Attorney General's Chambers, unchanged
A form of prospectus that includes a statement, other than a statement which is an extract of an official statement or any other statement as may be specified by the Authority, purporting to be made by any person or to be based on a statement made by such person, shall not be issued unless -
prospectus
"prospectus" means any publication or document inviting applications or offers to subscribe for or purchase securities, or offering any securities for BRUNEI DARUSSALAM GOVERNMENT GAZETTE subscription or purchase and, unless expressly specified, includes a supplementary prospectus, replacement prospectus, shelf prospectus, short form prospectus, supplementary shelf prospectus and abridged prospectus;
{a}
the person has given his written consent to the issue of the form of prospectus with the statement made in the form and the context in which it is included and has not, before the date of issue of the form of prospectus, withdrawn such consent; and
there appears in the form of prospectus a statement that the person has given and has not withdrawn his consent.
1330
(2}
Any person who knowingly is a party to the issue of any form of prospectus in contravention of subsection (1) is guilty of an offence and liable on conviction to a fine not exceeding $100,000, and, in the case of a continuing offence, with a further fine not exceeding $10,000 for every day or part thereof during which the offence continues after conviction.
Post effective date requirements for registration statement.
Terms defined in s 115
prospectus
Defined · s 115"prospectus" means any publication or document inviting applications or offers to subscribe for or purchase securities, or offering any securities for BRUNEI DARUSSALAM GOVERNMENT GAZETTE subscription or purchase and, unless expressly specified, includes a supplementary prospectus, replacement prospectus, shelf prospectus, short form prospectus, supplementary shelf prospectus and abridged prospectus;
Part X
Part X.
Part VI
Public Company Statements and Reporting Requirements
Part VII
Capital Markets Services Licence and Representative'S Licence
Part VIII
Books, Audit and Client'S Assets
Part IX
Part X
Intervention Powers of Authority
Part XI
Complaints Committee and Investor Compensation Scheme
Part XII
Financial Markets Services Panel
Part XIII