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Contents

112. Directions

( 1)

If at any time it appears to. the Authority -

{a)

that any requirement of recognition is not satisfied in the case of a recognised self-regulating organisation; or

(b)

that a recognised self-regulating organisation has failed to comply with any obligation to which it is subject by virtue of this Order, it may, instead of revoking the recognition, make an application to the Court under this section.

1322

Report

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General