In forceAs enactedCurrent version · As enactedSee versions on Attorney General's Chambers(opens the publisher’s site)
Securities Markets Order, 2013 · As enacted · Part I · Preliminary
Securities Markets Order, 2013 · As enacted · Part I · Preliminary
Official textFrom Attorney General's Chambers, unchanged
( 1) If the Authority proposes to give a decision notice of objection to a person under section 12, it must give him a warning notice.
If the Authority decides to give a warning notice under subsection IlL it must do so before the end of the period of 3 months beginning 1244
in the case of a notice to be given under section 12(1L with the date on which it became aware of the failure to comply with the duty in question;
in the case of a notice to be given under section 12(3), with the date on which it became aware of the matters in question.
{3) The Authority may require the person concerned to provide such additional information or documents as it thinks reasonable.
The Authority may impose different requirements for different circumstances.
Part III
Part IV
Part X
Part VI
Part VII
Part VIII
Part X
Part XI
Part XII
Part XIII