Skip to content
Contents

Part I · Preliminary

7. Acquiring or increasing control notification procedure

(1)

A notice of control must

(a}

be given to the Authority in writing; and

(b)

include such information and be accompanied by such documents as the Authority may reasonably require.

(2)

The Authority may require the person giVmg a notice of control to provide such additional information or documents as it reasonably thinks necessary in order to enable it to determine what action it is to take in response to the notice.

1241

(3)

The Authority may impose different requirements in different circumstances.

Report

Part II

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General