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Contents

Part I · Preliminary

8. Duty of Authority in relation to notice of control

(1)

The Authority must, before the end of the period of 3 months beginning with the date on which it receives a notice of control in relation to the period for consideration, determine whether

{a)

to approve of the person having the control to which the notice relates; or

(b)

to serve a warning notice under this Part.

(2)

If the Authority proposes to give the person having the control a notice of objection of acquisition of control, it must give him a warning notice.

Report

Part II

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General