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Contents

Part I · Preliminary

Section 6th

AUGUST! 2013

(a} "parent undertaking" includes an individual who would be a parent undertaking for the purposes of this Order, if he were taken to be an undertaking (and "subsidiary undertaking" is to be read accordingly);

(b/ "subsidiary undertaking"

includes, in relation to a body incorporated in or formed under the written law of a country or territory other than Brunei Darussalam, an undertaking which is a subsidiary undertaking within the meaning of any written law in force in that country or territory.

Group.

Report

Part II

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General