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bruneilawsby aturio
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Part VI · Public Company Statements and Reporting Requirements

Section 140

(3)

A director of a listed company or a publicly tradable company shall submit a statement of beneficial ownership of the listed securities to the

Authority in such form as may be prescribed by the Authority.

(4)

The obligation imposed by subsections (1), (2) and (3) is required to be undertaken before the expiration of a period of 5 days beginning with the date on which the obligation first arises.

[5)

This section applies to-

{a} the spouse of a director of a company (not being a director); and

{b}

the minor son or daughter of a director (not being a director), as it applies to the directors.

(6)

For the purposes of this section -

(aJ

"son" includes step-son and "daughter" includes step-daughter; and

{bJ

"minor" means a person under the age of 18 years.

Register of directors, interests.

Report

Read on from s 141

Part VII

Capital Markets Services Licence and Representative'S Licence

Read on from Part VII

Part VIII

Books, Audit and Client'S Assets

Part IX

Read on from Part IX

Part X

Intervention Powers of Authority

Read on from Part X

Part XI

Complaints Committee and Investor Compensation Scheme

Read on from Part XI

Part XII

Financial Markets Services Panel

Read on from Part XII

Part XIII

General

Read on from Part XIII