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Contents

Part VI · Public Company Statements and Reporting Requirements

149. Proxy solicitations

(1)

Proxies must be issued and proxy solicitation must be made in accordance with any regulations made by the Authority.

[2)

Proxies 1347

(a}

must be in writing, signed by the capital markets services licence holder or his duly authorised representative and filed in hard copy or electronic format before the scheduled meeting with the corporate secretary;

and

(b)

unless otherwise provided in the proxy or by regulations made by the Authority shall be valid except for the meeting for which it is intended.

Report

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General