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Contents

Part VI · Public Company Statements and Reporting Requirements

146. Substantial shareholders notification requirement

( 1)

Whenever a listed company or publicly tradable company is notified of any matter by a substantial shareholder in consequence of an obligation imposed by section 143, the company shall notify the Authority and the securities exchange, in writing, of that matter.

(2)

The obligation imposed by subsection jl) is required to be undertaken before close of business of the next day on which it arises.

(3)

The securities exchange shall publish, in such manner as it may determine, the information received under subsection (1).

Report

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General