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Contents

Part VI · Public Company Statements and Reporting Requirements

148. Required reports by certain holders of equity securities

(1)

Any person who, acting alone or with others, acquires in excess of 5

percent of the ownership of the outstanding voting securities of a listed or publicly traded company must, within 2 days after such acquisition, submit to the

Authority and to the appropriate securities exchange, notice in such form as may be determined by the Authority.

(2)

Any changes in beneficial ownership of such a person exceeding one percent of the outstanding voting securities must be reported within 2 days of such change.

Report

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General