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Contents

Part X · Intervention Powers of Authority

232. Public statement of misconduct

If it appears to the Authority that a person who is, or was a regulated person or any other person has contravened any provision of this Order, principles, regulations or codes made by the Authority or employed a disqualified person, it may publish a statement to that effect.

Report

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General