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Contents

Part X · Intervention Powers of Authority

231. Employment of prohibited persons

(1)

If it appears to the Authority that any person is not a fit and proper person to be employed in connection with any particular type of regulated activities, it may direct that he shall not, without the written consent of the

Authority, be employed in connection with any regulated activities by the regulated person.

(2)

The Authority may revoke a disqualification direction.

Report

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General