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Contents

Part X · Intervention Powers of Authority

244. Insider information

In this section, "insider information" includes -

(a}

information which has not been made public, relating, directly or indirectly, to one or more issuers of securities or to one or more securities and which, if it were made public, would be likely to have a significant effect on the prices of those securities instruments or on the price of related securities;

(b}

in relation to derivatives on commodities, information which has not been made public, relating, directly or indirectly, to one or more such derivatives and which are traded in accordance with accepted market practices on those markets;

{c}

in relation to persons responsible for the execution of orders concerning securities, information which is conveyed by a client to such person and related to the client's pending orders.

Report

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General