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Contents

Part II

27. Modification of conduct of investment business regulations

The Authority may, on the application of any regulated person, to whom any regulations for conduct of investment business under section 26 apply, modify the requirements of the regulations so as to adapt them to the circumstances of that regulated person or to any particular kind of investment business carried on or to be carried on by him.

Report

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General