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Contents

Part II

32. Financial penalties

( 1)

In determining its policy with respect to the amounts of penalties to be imposed by it under this Order, the Authority must not take into account the expenses which it incurs, or expects to incur, in discharging its functions.

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(2)

The Authority must prepare and operate a scheme for ensuring that the amounts paid to the Authority by way of penalties imposed under this Order are applied for the benefit of the financial services industry in Brunei Darussalam.

Report

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General