Skip to content
Contents

Part II

Section 31

The Authority must maintain satisfactory arrangements for -

(a}

recording decisions made in the exercise of its functions; and

{b) the safe-keeping of those records which it thinks ought to be preserved.

Report

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Part X

Part X.

Part VI

Public Company Statements and Reporting Requirements

Part VII

Capital Markets Services Licence and Representative'S Licence

Part VIII

Books, Audit and Client'S Assets

Part IX

Part X

Intervention Powers of Authority

Part XI

Complaints Committee and Investor Compensation Scheme

Part XII

Financial Markets Services Panel

Part XIII

General