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bruneilawsby aturio
In forceAs enacted
Contents

Part II

42. Investigation: power to call for information

(1)

The Authority may by notice in writing require a person who is licensed to carry on any regulated activities under this Order to furnish such information as it may reasonably require for the exercise of its functions under this Order.

1273

(2)

The Authority may by notice in writing require a licensed market operator, a central securities depository, a self-regulating organisation or any other regulated person to furnish such information as it may reasonably require for the exercise of its functions under this Order.

(3)

The powers conferred by subsections (1) and (2) may also be exercised to impose requirements on any person who is or has been connected with or related to the regulated person.

(4)

The Authority may require any information to be furnished within such reasonable time and verified in such manner as it may specify.

Report

Read on from s 43

Part III

Market Operators and Market Infrastructure

Part IV

Self-Regulating Organisations

Read on from Part IV

Part X

Part X.

Read on from Part X

Part VI

Public Company Statements and Reporting Requirements

Read on from Part VI

Part VII

Capital Markets Services Licence and Representative'S Licence

Read on from Part VII

Part VIII

Books, Audit and Client'S Assets

Part IX

Read on from Part IX

Part X

Intervention Powers of Authority

Read on from Part X

Part XI

Complaints Committee and Investor Compensation Scheme

Read on from Part XI

Part XII

Financial Markets Services Panel

Read on from Part XII

Part XIII

General

Read on from Part XIII